<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <meta name=Originator content="Microsoft Word 10"> <title>Rule 20:04:33 MULTI-JURISDICTIONAL HUBS</title> <META NAME="Keywords" Content="Administrative Rules 20:04:33"> <META NAME="Description" Content="Administrative Rules 20:04:33 MULTI-JURISDICTIONAL HUBS"> <style> <!-- --> </style> </head> <body lang=EN-US> <div> <p align=center><b>CHAPTER 20:04:33</b></p> <p align=center><b>&nbsp;</b></p> <p align=center><b>MULTI-JURISDICTIONAL HUBS</b></p> <p align=center><b>&nbsp;</b></p> <p>Section</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:01">20:04:33:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:02">20:04:33:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Location of wager.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:03">20:04:33:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Deposit of money.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:04">20:04:33:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pari-mutuel tax.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:05">20:04:33:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Returns and reports -- Time frames -- Penalties. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:06">20:04:33:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Take-out rates for non-merged pools.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07">20:04:33:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Required system configuration and elements.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.01">20:04:33:07.01</a>&nbsp;&nbsp; Totalizator room requirements.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.02">20:04:33:07.02</a>&nbsp;&nbsp; Uninterruptible power supply (UPS).</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.03">20:04:33:07.03</a>&nbsp;&nbsp; Independent monitoring system.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.04">20:04:33:07.04</a>&nbsp;&nbsp; System errors.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.05">20:04:33:07.05</a>&nbsp;&nbsp; End-of-day reports.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.06">20:04:33:07.06</a>&nbsp;&nbsp;&nbsp; Other standard and special reports.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.07">20:04:33:07.07</a>&nbsp;&nbsp; On-line logs.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:07.08">20:04:33:07.08</a>&nbsp;&nbsp; Off-line log.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:08">20:04:33:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Prohibited practices. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:09">20:04:33:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Disciplinary action.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:10">20:04:33:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Unsuitability determinations.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:11">20:04:33:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Suitability determinations.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:12">20:04:33:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exclusion grounds.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:13">20:04:33:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Preparation of exclusion list.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:14">20:04:33:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Notice of exclusion.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:15">20:04:33:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Right to contest exclusion.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:16">20:04:33:16</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Multi-jurisdictional totalizator hub license.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:17">20:04:33:17</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Consideration of applications.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:18">20:04:33:18</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Licenses not transferable.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:19">20:04:33:19</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Interest in license -- Prior approval.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:20">20:04:33:20</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Background investigation.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:21">20:04:33:21</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Individuals subject to application and background investigations.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:22">20:04:33:22</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Criminal records check.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:23">20:04:33:23</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Authority to conduct background investigation.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:24">20:04:33:24</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Failure to allow investigation.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:25">20:04:33:25</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Application for multi-jurisdictional totalizator hub license.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:26">20:04:33:26</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Operating plan.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:27">20:04:33:27</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Changes in operating plan.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:28">20:04:33:28</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Penalty for failure to follow operating plan, commission order, or other rules and laws.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:29">20:04:33:29</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Initial system audit.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:30">20:04:33:30</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Term of license.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:31">20:04:33:31</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Application and audit fees.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:32">20:04:33:32</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Background investigation fee.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:33">20:04:33:33</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bond.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:34">20:04:33:34</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Claims for nonpayment. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:35">20:04:33:35</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hub employee licensing.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:36">20:04:33:36</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Prohibition against licensure of law enforcement officials.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:37">20:04:33:37</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Licensure qualification.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:38">20:04:33:38</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Categories of personnel licensing.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:39">20:04:33:39</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Licenses revocable.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:40">20:04:33:40</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Reapplication upon denial.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:41">20:04:33:41</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Disciplinary action for false statements.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:42">20:04:33:42</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Proscribed conduct. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:43">20:04:33:43</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Discovery of violations.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:44">20:04:33:44</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Termination of employment of key employee or hub employee.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:45">20:04:33:45</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Key employee.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:46">20:04:33:46</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Review of key licensee status.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:47">20:04:33:47</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Power of commission to review and audit -- Disciplinary action.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:48">20:04:33:48</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Annual audited financial statements -- Disciplinary action.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:49">20:04:33:49</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Change of hub business year.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:50">20:04:33:50</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Other gaming activities, duty to notify commission. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:51">20:04:33:51</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Business contracts.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:52">20:04:33:52</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Legal process and pleadings.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:53">20:04:33:53</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Confidentiality.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:54">20:04:33:54</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Compliance with the Interstate Horse Racing Act.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:55">20:04:33:55</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Racing rules apply. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:56">20:04:33:56</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Establishing an account. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:57">20:04:33:57</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account application verification.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:58">20:04:33:58</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account identification number.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:59">20:04:33:59</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Secure personal identification code.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:60">20:04:33:60</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information to be provided to account holder.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:61">20:04:33:61</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Accounts nontransferable.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:62">20:04:33:62</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hub licensee may close or refuse to open accounts. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:63">20:04:33:63</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Minimum account balance. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:64">20:04:33:64</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hub licensee may refuse deposits.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:65">20:04:33:65</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hub licensee may suspend or close accounts. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:66">20:04:33:66</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account credits.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:67">20:04:33:67</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account debits. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:68">20:04:33:68</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Inactive accounts. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:69">20:04:33:69</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Deceased account holder.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:70">20:04:33:70</a><i>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; </i>Posting of credits.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:71">20:04:33:71</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Payment of interest not required. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:72">20:04:33:72</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Manner of wagers approved by commission.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:73">20:04:33:73</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Closing hub wagering.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:74">20:04:33:74</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Refusal of wagers. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:75">20:04:33:75</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account security - Account holder responsibility. </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:76">20:04:33:76</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Payment on winning wagers -- Refunds.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:77">20:04:33:77</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Errors in accounts.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:78">20:04:33:78</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Monthly account statements.</p> <p><a href="DisplayRule.aspx?Rule=20:04:33:79">20:04:33:79</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Account holder s principal residence address.&nbsp; </p> <p><a href="DisplayRule.aspx?Rule=20:04:33:80">20:04:33:80</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Wager information confidential -- Disciplinary action for violations.&nbsp; </p> </div> </body> </html>