<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <meta name=Originator content="Microsoft Word 10"> <title>Rule 20:06:03 DOMESTIC STOCK INSURERS</title> <META NAME="Keywords" Content="Administrative Rules 20:06:03"> <META NAME="Description" Content="Administrative Rules 20:06:03 DOMESTIC STOCK INSURERS"> <style> <!-- --> </style> </head> <body lang=EN-US> <div> <p align=center><b>CHAPTER 20:06:03</b></p> <p align=center><b>DOMESTIC STOCK INSURERS</b></p> <p>Section</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:01">20:06:03:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:02">20:06:03:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Limitations on definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:03">20:06:03:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Scope of chapter.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:04">20:06:03:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Proxies, consents, and authorizations.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:05">20:06:03:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Disclosure of equivalent information.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:06">20:06:03:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information to be furnished to stockholders.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:07">20:06:03:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Requirements as to proxy.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:08">20:06:03:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Material required to be filed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:09">20:06:03:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; False or misleading statements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:10">20:06:03:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Prohibition of certain solicitations.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:11">20:06:03:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Special provisions applicable to election contests.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:12">20:06:03:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Participant or participants in a solicitation.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:13">20:06:03:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Limitations on definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:14">20:06:03:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Filing of information required.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:15">20:06:03:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Time for filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:16">20:06:03:16</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Opposition solicitation.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:17">20:06:03:17</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Additional participants.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:18">20:06:03:18</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Material changes.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:19">20:06:03:19</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Files are public.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:20">20:06:03:20</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Solicitations prior to furnishing required written proxy statement.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:21">20:06:03:21</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Solicitations prior to furnishing required written proxy statement and filing requirements and application to report.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:22">20:06:03:22</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information required in proxy statement -- Schedule a.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:23">20:06:03:23</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Dissenters' rights of appraisal.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:24">20:06:03:24</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Persons making solicitations excluded.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:25">20:06:03:25</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Interest of certain persons in matters to be acted upon.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:26">20:06:03:26</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Stocks and principal stockholders.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:27">20:06:03:27</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Nominees and directors.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:28">20:06:03:28</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Remuneration and other transactions with management and others.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:29">20:06:03:29</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Bonus, profit sharing, and other remuneration plans.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:30">20:06:03:30</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pension and retirement plan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:31">20:06:03:31</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Options, warrants, or rights.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:32">20:06:03:32</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Authorization or issuance of stock.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:33">20:06:03:33</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Mergers, consolidations, acquisitions, and similar matters.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:34">20:06:03:34</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Restatement of accounts.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:35">20:06:03:35</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Matters not required to be submitted.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:36">20:06:03:36</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Amendment of charter, by-laws, or other documents.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:37">20:06:03:37</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information to be included in statements filed by or on behalf of a participant (other than the insurer) in a proxy solicitation in an election contest -- Schedule b.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:38">20:06:03:38</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Interest in stock of the insurer.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:39">20:06:03:39</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Further matters.</p> <p><a href="DisplayRule.aspx?Rule=20:06:03:40">20:06:03:40</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Certification.</p> </div> </body> </html>