<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <style> <!-- --> </style> </head> <body lang=EN-US link=blue vlink=purple> <div> <p align=center><b>CHAPTER 20:06:08</b></p> <p align=center><b>LIFE INSURANCE AND ANNUITIES</b></p> <p>Section</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:01">20:06:08:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:02">20:06:08:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:03">20:06:08:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:04">20:06:08:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:05">20:06:08:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:06">20:06:08:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:07">20:06:08:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:08">20:06:08:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:09">20:06:08:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:10">20:06:08:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:11">20:06:08:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:12">20:06:08:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:13">20:06:08:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:14">20:06:08:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:15">20:06:08:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:16">20:06:08:16</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:17">20:06:08:17</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:18">20:06:08:18</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:19">20:06:08:19</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:20">20:06:08:20</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:21">20:06:08:21</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:22">20:06:08:22</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:23">20:06:08:23</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:24">20:06:08:24</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:25">20:06:08:25</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:26">20:06:08:26</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:27">20:06:08:27</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:28">20:06:08:28</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:29">20:06:08:29</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:30">20:06:08:30</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:31">20:06:08:31</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:32">20:06:08:32</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:33">20:06:08:33</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:34">20:06:08:34</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:35">20:06:08:35</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:36">20:06:08:36</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:37">20:06:08:37</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:38">20:06:08:38</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:39">20:06:08:39</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:40">20:06:08:40</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:41">20:06:08:41</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:42">20:06:08:42</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Uniform forms for cash surrender, maximum policy loan, and 1035 exchange.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:43">20:06:08:43</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Permissible exclusions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:43.01">20:06:08:43.01</a>&nbsp;&nbsp; Permissible exclusions for accidental death coverage.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:43.02">20:06:08:43.02</a>&nbsp;&nbsp; Permissible exclusions for accidental death and dismemberment policies issued as a supplemental benefit.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:44">20:06:08:44</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; 2001 CSO Mortality Table effective date.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:45">20:06:08:45</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Conditions of use.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:46">20:06:08:46</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Use of gender-blended tables.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:47">20:06:08:47</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exclusions or restrictions after life insurance policy or certificate issued.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:48">20:06:08:48</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exception to signed endorsement.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:49">20:06:08:49</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Applicability of life and annuity replacement rules.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:49.01">20:06:08:49.01</a>&nbsp;&nbsp; Prima facie intent of policyholder.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:50">20:06:08:50</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Duties of producers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:51">20:06:08:51</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Notice requirements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:52">20:06:08:52</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Producer sales materials.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:53">20:06:08:53</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Producer submission to insurers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:54">20:06:08:54</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Insurer system of supervision and control.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:55">20:06:08:55</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Insurer record keeping requirements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:56">20:06:08:56</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Signed statement requirements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:57">20:06:08:57</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Required documents.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:58">20:06:08:58</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Insurer notifications.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:59">20:06:08:59</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Record format.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:60">20:06:08:60</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Duties of replacing insurers using producers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:61">20:06:08:61</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Duties of replacing insurer using producers when company approved sales material required.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:62">20:06:08:62</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Duties of existing insurer.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:63">20:06:08:63</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Requirements for direct response solicitation.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:64">20:06:08:64</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Compliance.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:65">20:06:08:65</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Effective date.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0A">Appendix A</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Uniform Form for Life Insurance or Annuity Maximum Policy Loan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0B">Appendix B</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Uniform Form for Life Insurance or Annuity Cash Surrender.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0C">Appendix C</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Uniform Form for Life Insurance or Annuity 1035 Exchange.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0D">Appendix D</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Sample Replacement Notice.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0E">Appendix E</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Notice Regarding Replacements for Direct Response Insurers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:08:0F">Appendix F</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Important Notice Regarding Replacements for Direct Response Insurers.</p> </div> </body> </html>