<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <style> <!-- --> </style> </head> <body lang=EN-US link=blue vlink="#954F72"> <div> <p align=center><b>CHAPTER 20:06:09</b></p> <p align=center><b>INSURANCE HOLDING COMPANIES</b></p> <p>Section</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:01">20:06:09:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:02">20:06:09:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:03">20:06:09:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:04">20:06:09:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:05">20:06:09:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:06">20:06:09:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:07">20:06:09:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:08">20:06:09:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:09">20:06:09:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:10">20:06:09:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:11">20:06:09:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:12">20:06:09:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form filings.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:13">20:06:09:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; General requirements for Forms A, B, C, D, E, and F.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:14">20:06:09:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Filing forms with director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:15">20:06:09:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Filing Form C or Form E with other states.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:16">20:06:09:16</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Preparation of statements and supporting documents.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:16.01">20:06:09:16.01</a>&nbsp;&nbsp; Filing with the National Association of Insurance Commissioners.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:17">20:06:09:17</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Incorporation by reference to Forms A, B, D, E, or F.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:18">20:06:09:18</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Repealed.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:19">20:06:09:19</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Impracticality of furnishing information.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:20">20:06:09:20</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Additional information and exhibits.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:21">20:06:09:21</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Reference to domestic insurer in acquisition.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:22">20:06:09:22</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Amendments to Form B.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:23">20:06:09:23</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Consolidated registrations -- Authorized insurers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:24">20:06:09:24</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Consolidated registrations -- Unauthorized insurers.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:25">20:06:09:25</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Consolidation or alternative registration of statements without approval.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:26">20:06:09:26</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Disclaimers and termination of registration.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:27">20:06:09:27</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information required for extraordinary dividends or other distributions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:28">20:06:09:28</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Determining adequacy of surplus.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:29">20:06:09:29</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form A filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:29.01">20:06:09:29.01</a>&nbsp;&nbsp; Amendments to Form A.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:30">20:06:09:30</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Disclosure of background of applicant or persons associated with applicant.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:31">20:06:09:31</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Filing of financial statements with Form A.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:32">20:06:09:32</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form B filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:33">20:06:09:33</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Description of transactions and agreements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:34">20:06:09:34</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Information on ultimate controlling person.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:35">20:06:09:35</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Financial statements and exhibits for Form B filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:36">20:06:09:36</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form C filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:37">20:06:09:37</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form D filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:37.01">20:06:09:37.01</a>&nbsp;&nbsp; Cost sharing services and management services reported on Form D.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:38">20:06:09:38</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Description of transactions for Form D filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:39">20:06:09:39</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form D -- Loans or extensions of credit to a nonaffiliate.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:40">20:06:09:40</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form D -- Reinsurance transactions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:41">20:06:09:41</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form D -- Management agreements, service agreements, and cost-sharing agreements.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:42">20:06:09:42</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Pre-acquisition notification.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:43">20:06:09:43</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form E filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:44">20:06:09:44</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Enterprise risk report.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:45">20:06:09:45</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Form F filing.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:46">20:06:09:46</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Obligation to report.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:47">20:06:09:47</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Confidentiality.</p> <p><a href="DisplayRule.aspx?Rule=20:06:09:48">20:06:09:48</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; ORSA guidance manual.</p> </div> </body> </html>