<html xmlns="http://www.w3.org/1999/xhtml"><head><meta charset="UTF-8" /><title></title><meta name="Generator" content="PowerTools for Open XML" /><style>span { white-space: pre-wrap; } p.s23682d06-1462-4e45-a979-3de2d6d27e96P1 { margin-top: 0; margin-bottom: 0; margin-left: 0; margin-right: 0; text-indent: 0.00in; text-align: justify; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; line-height: 108%; } span.s23682d06-1462-4e45-a979-3de2d6d27e96C0 { color: black; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } span.s23682d06-1462-4e45-a979-3de2d6d27e96C0-000000 { color: #0000FF; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: bold; margin: 0; padding: 0; } span.s23682d06-1462-4e45-a979-3de2d6d27e96C0-000001 { color: black; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: bold; margin: 0; padding: 0; } span.s23682d06-1462-4e45-a979-3de2d6d27e96C0-000002 { color: #0000FF; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } span.s23682d06-1462-4e45-a979-3de2d6d27e96000003 { color: black; background: white; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } p.s23682d06-1462-4e45-a979-3de2d6d27e96P0 { margin-top: 0; margin-bottom: 0; margin-left: 0; margin-right: 0; text-indent: 0.00in; text-align: justify; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; line-height: 108%; } </style></head><body><div><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P1"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">    </span><a href="https://sdlegislature.gov/Rules?Rule=20:38:35:09"><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000000">20:38:35:09</span></a><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000001">.  Audits.</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> The </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">executive director shall</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> select a random sample of license renewals to audit for compliance. Each licensee selected for audit shall submit</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> copies of the PDH records required to be kept by </span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">§ </span><a href="https://sdlegislature.gov/Rules?Rule=20:38:35:07"><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000002">20:38:35:07</span></a><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> for the audit period.</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> The board may also audit based on complaints or charges against a licensee.</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> Audit submissions must be organized in the same manner as the PDH log.</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> Failure to </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">submit the required documentation</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> within </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">thirty calendar</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> days of an audit notification or other request for information may result in disciplinary action. Falsification of documentation is grounds for disciplinary action.</span></p><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P1"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96000003"> </span></p><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P0"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">    </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000001">Source:</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> 26 SDR 9, effective July 29, 1999; 33 SDR 70, effective June 20, 2006; 34 SDR 107, effective October 31, 2007; transferred from § </span><a href="https://sdlegislature.gov/Rules?Rule=20:38:23:12"><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000002">20:38:23:12</span></a><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">, 38 SDR 121, effective January 16, 2012</span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">; 47 SDR 73, effective December 21, 2020; 51 SDR 56, effective November 20, 2024</span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">.</span></p><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P0"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">    </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000001">General Authority:</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> SDCL </span><a href="https://sdlegislature.gov/Statutes?Statute=36-18A-22"><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000002">36-18A-22</span></a><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">(4).</span></p><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P0"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">    </span><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000001">Law Implemented:</span><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96C0"> SDCL </span><a href="https://sdlegislature.gov/Statutes?Statute=36-18A-39"><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0-000002">36-18A-39</span></a><span class="s23682d06-1462-4e45-a979-3de2d6d27e96C0">.</span></p><p dir="ltr" class="s23682d06-1462-4e45-a979-3de2d6d27e96P1"><span xml:space="preserve" class="s23682d06-1462-4e45-a979-3de2d6d27e96000003"> </span></p></div></body></html>