<html xmlns="http://www.w3.org/1999/xhtml"><head><meta charset="UTF-8" /><title></title><meta name="Generator" content="PowerTools for Open XML" /><style>span { white-space: pre-wrap; } p.s7b6a7aa0-19e3-4216-b267-21604edd083fP0 { margin-top: 0; margin-bottom: 0; margin-left: 0; margin-right: 0; text-indent: 0.00in; text-align: justify; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; line-height: 108%; } span.s7b6a7aa0-19e3-4216-b267-21604edd083fC0 { color: black; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } span.s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000000 { color: #0000FF; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: bold; margin: 0; padding: 0; } span.s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000001 { color: black; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: bold; margin: 0; padding: 0; } span.s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000002 { color: #0000FF; background: white; font-family: 'Times New Roman', 'serif'; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } span.s7b6a7aa0-19e3-4216-b267-21604edd083f000003 { color: black; background: white; font-size: 12pt; font-style: normal; font-weight: normal; margin: 0; padding: 0; } </style></head><body><div><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    </span><a href="https://sdlegislature.gov/Rules?Rule=20:06:09:45"><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000000">20:06:09:45</span></a><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000001">.  Form F filing.</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> The registrant</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> or applicant</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">, to the best of the registrant's </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">or applicant's </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">knowledge and belief, must provide information regarding the following areas that could produce enterprise risk as defined in SDCL </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">subdivision </span><a href="https://sdlegislature.gov/Statutes?Statute=58-5A-1"><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000002">58-5A-1</span></a><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">(</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">3</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">), unless the information is disclosed in the insurance holding company system annual registration statement filed on behalf of itself or another insurer for which it is the ultimate controlling person:</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (1)  Any material developments regarding strategy, internal audit findings, compliance, or risk management affecting the insurance holding company system;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (2)  Acquisition or disposal of insurance entities and reallocating of existing financial or insurance entities within the insurance holding company system;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (3)  Any changes of shareholders of the insurance holding company system exceeding ten percent or more of voting securities;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (4)  Developments in various investigations, regulatory activities, or litigation that may have a significant bearing or impact on the insurance holding company system;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (5)  </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">The b</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">usiness plan of the insurance holding company system and summarized strategies for next twelve months;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (6)  Identification of material concerns of the insurance holding company system raised by supervisory college, if any, in </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">the </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">last year;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (7)  Identification of insurance holding company system capital resources and material distribution patterns;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (8)  Identification of any negative movement, or discussions with rating agencies which may have caused, or may cause, potential negative movement in the credit ratings and individual insurer financial strength ratings assessment of the insurance holding company system, including both the rating score and outlook;</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (9)  Information on corporate or parental guarantees throughout the holding company and the expected source of liquidity should </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">the</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> guarantees be called upon; and</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    (10)  Identification of any material activity or development of the insurance holding company system that, in the opinion of senior management, could adversely affect the insurance holding company system.</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    The registrant </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">or applicant </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">may attach the appropriate form most recently filed with the U.S. Securities and Exchange Commission, provided the registrant </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">or applicant </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">includes specific references to those areas listed above for which the form provides responsive information. If the registrant </span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">or applicant </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">is not domiciled in the U.S., it may attach its most recent public audited financial statement filed in its country of domicile, provided the registrant or applicant includes specific references to those areas listed above for which the financial statement provides responsive information.</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000001">Source:</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> 42 SDR 83, effective December 3, 2015</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">; 50 SDR 157, effective July 1, 2024</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">.</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000001">General Authority:</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> SDCL </span><a href="https://sdlegislature.gov/Statutes?Statute=58-5A-29.1"><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000002">5</span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000002">8-5A-29.1</span></a><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">, </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">8-5A-70.</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">    </span><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000001">Law Implemented:</span><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0"> SDCL </span><a href="https://sdlegislature.gov/Statutes?Statute=58-5A-29.1"><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0-000002">58-5A-29.1</span></a><span class="s7b6a7aa0-19e3-4216-b267-21604edd083fC0">.</span></p><p dir="ltr" class="s7b6a7aa0-19e3-4216-b267-21604edd083fP0"><span xml:space="preserve" class="s7b6a7aa0-19e3-4216-b267-21604edd083f000003"> </span></p></div></body></html>