<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <style> <!-- --> </style> </head> <body lang=EN-US> <div> <p align=center><b>CHAPTER 20:06:36</b></p> <p align=center><b>&nbsp;</b></p> <p align=center><b>RISK-BASED CAPITAL (RBC) REPORTS</b></p> <p>Section</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:01">20:06:36:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Definitions.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:02">20:06:36:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RBC levels defined.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:03">20:06:36:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; RBC reports.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:04">20:06:36:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Life and health insurer's RBC reports.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:05">20:06:36:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Property and casualty insurer's and health organization's RBC reports.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:06">20:06:36:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Adjusted RBC report.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:07">20:06:36:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Company action level event.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:08">20:06:36:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Company action level event -- Filing of RBC plan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:09">20:06:36:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Time for filing RBC plan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:10">20:06:36:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Review of RBC plan by director. </p> <p><a href="DisplayRule.aspx?Rule=20:06:36:11">20:06:36:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Unsatisfactory RBC plan -- Notice of regulatory action event.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:12">20:06:36:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Additional filing requirements for RBC plan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:13">20:06:36:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Regulatory action level event.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:14">20:06:36:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Regulatory action level event -- Required actions by director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:15">20:06:36:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Regulatory action level event -- Time for filing RBC plan or revised RBC plan.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:16">20:06:36:16</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Regulatory action level event -- Hiring of consultants by director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:17">20:06:36:17</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Authorized control level event.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:18">20:06:36:18</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Authorized control level event -- Actions of director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:19">20:06:36:19</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Mandatory control level event.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:20">20:06:36:20</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Mandatory control level event -- Actions of director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:21">20:06:36:21</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Hearings.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:22">20:06:36:22</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Confidentiality of RBC reports.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:22.01">20:06:36:22.01</a>&nbsp;&nbsp; Confidentiality of RBC reports -- Sharing and receiving information by director.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:22.02">20:06:36:22.02</a>&nbsp;&nbsp; Confidentiality of RBC reports -- Waiver.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:23">20:06:36:23</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Assertions regarding RBC reports prohibited.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:24">20:06:36:24</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Use of RBC reports in ratemaking and premium setting prohibited.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:25">20:06:36:25</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Exemption.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:26">20:06:36:26</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Foreign insurers and health organizations -- Filing of RBC reports and plans.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:27">20:06:36:27</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Foreign insurers and health organizations -- Filing of RBC plans after certain events.</p> <p><a href="DisplayRule.aspx?Rule=20:06:36:28">20:06:36:28</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Foreign insurers and health organizations -- Mandatory control level event.</p> </div> </body> </html>