<html> <head> <meta name=Generator content="Microsoft Office HTML Filter 2.0"> <meta http-equiv=Content-Type content="text/html; charset=windows-1252"> <title>Rule 06:01:04 INVESTMENT IN MORTGAGE-BACKED SECURITIES</title> <META NAME="Keywords" Content="Administrative Rules 06:01:04"> <META NAME="Description" Content="Administrative Rules 06:01:04 INVESTMENT IN MORTGAGE-BACKED SECURITIES"> <style> <!-- --> </style> </head> <body lang=EN-US> <div> <p align=center><b>CHAPTER 6:01:04</b></p> <p align=center><b>INVESTMENT IN MORTGAGE-BACKED SECURITIES</b></p> <p>Section</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:01">6:01:04:01</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Investment in mortgage-backed securities permitted.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:02">6:01:04:02</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Incorporation or charter of issuer.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:03">6:01:04:03</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Delinquency rate on mortgage portfolio managed by issuer.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:04">6:01:04:04</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Par value of mortgage collateral.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:05">6:01:04:05</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Individual mortgage loans serving as collateral.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:06">6:01:04:06</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Collateral for mortgages not federally insured or guaranteed.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:07">6:01:04:07</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Mortgages to be controlled by trustee.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:08">6:01:04:08</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Maturity of and security for fixed maturity bonds.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:09">6:01:04:09</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Mortgage credit insurance and special hazard insurance for mortgage pass-through certificates.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:10">6:01:04:10</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Registration with the securities and exchange commission.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:11">6:01:04:11</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Purchase not to exceed 50 percent of one issue.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:12">6:01:04:12</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Thirty percent of issue to be purchased by funds subject to certain federal regulation.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:13">6:01:04:13</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Limit on purchase of any one issue.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:14">6:01:04:14</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Prospectus required before purchase.</p> <p>&nbsp;<a href="DisplayRule.aspx?Rule=06:01:04:15">6:01:04:15</a>&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Application of chapter.</p> </div> </body> </html>