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Administrative Rules

CHAPTER 44:79:08

 

PATIENT RECORD SERVICES

Section

44:79:08:01        Medical record.

44:79:08:02        Written policies and confidentiality of records.

44:79:08:03        Record content.

44:79:08:04        Retention of medical records.

44:79:08:05        Storage of medical records.

44:79:08:06        Destruction of medical records.

44:79:08:07        Disposition of medical records on closure of facility or transfer of ownership.




Rule 44:79:08:01 Medical record.

          44:79:08:01.  Medical record. There shall be an organized medical record system. A medical record shall be maintained for each patient admitted to the hospice.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 




Rule 44:79:08:02 Written policies and confidentiality of records.

          44:79:08:02.  Written policies and confidentiality of records. There shall be written policies and procedures to govern the administration and activities of the medical record service. They shall include policies and procedures pertaining to the confidentiality and safeguarding of medical records, the record content, continuity of a patient's medical records during subsequent admissions, requirements for completion of the record, and the entries to be made by various authorized personnel.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 




Rule 44:79:08:03 Record content.

          44:79:08:03.  Record content. Each medical record shall show the condition of the patient from the time of admission until discharge and shall include the following:

 

          (1)  Identification data;

          (2)  Consent forms, except when unobtainable;

          (3)  History of the patient;

          (4)  A current overall plan of care;

          (5)  Report of the initial and periodic physical examinations, evaluations, and all plans of care with subsequent changes;

          (6)  Diagnostic and therapeutic orders;

          (7)  Progress notes from all disciplines;

          (8)  Laboratory and radiology reports;

          (9)  Description of treatments, diet, and services provided and medications administered;

          (10)  All indications of an illness or an injury and change in condition, including the date, the time, and the action taken regarding each;

          (11)  Advanced directive;

          (12)  Physicians orders;

          (13)  Patients' rights;

          (14)  A final diagnosis;

          (15)  A discharge summary; and

          (16)  Discharge instructions for home care when applicable.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 




Rule 44:79:08:04 Retention of medical records.

          44:79:08:04.  Retention of medical records. A hospice shall retain medical records for a minimum of six years from the actual visit date of service or patient care. The retention of the record for six years is not affected by additional and future visit dates. The retention of the record for six years is not affected by additional and future visit dates.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 

          Cross-Reference: Storage of medical records, § 44:79:08:05.

 




Rule 44:79:08:05 Storage of medical records.

          44:79:08:05.  Storage of medical records. A hospice shall provide for filing, safe storage, and easy accessibility of medical records. The medical records shall be preserved as original records or in other readily retrievable and reproducible form. Medical records shall be protected against access by unauthorized individuals. All medical records shall be retained by the hospice upon change of ownership.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 

          Cross-Reference: Disposition of medical records on closure of facility or transfer of ownership, § 44:79:08:08.

 




Rule 44:79:08:06 Destruction of medical records.

          44:79:08:06.  Destruction of medical records. After the minimum retention period of six years from the actual date of care outlined in § 44:79:09:04, the medical record may be destroyed at the discretion of the facility. Before the destruction of the medical record, the facility shall prepare and retain a patient index or abstract. The patient index or abstract shall include:

 

          (1)  Name;

          (2)  Medical record number;

          (3)  Date of birth;

          (4)  Summary of care dates;

          (5)  Attending or admitting physician; and

          (6)  Diagnosis or diagnosis code.

 

          The facility shall destroy the medical record in a way that maintains confidentiality.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 




Rule 44:79:08:07 Disposition of medical records on closure of facility or transfer of ownership.

          44:79:08:07.  Disposition of medical records on closure of facility or transfer of ownership. If a hospice ceases operation, the facility shall provide for safe storage and prompt retrieval of medical records and the patient indexes specified in § 44:79:08:06. The hospice may arrange storage of medical records with another health care facility of the same licensure classification, transfer medical records to another health care provider at the request of the patient, relinquish medical records to the patient or the patient's parent or legal guardian, or arrange storage of remaining medical records with a third party vendor who undertakes such a storage activity. At least 30 days before closure, the hospice shall notify the department in writing indicating the provisions for the safe preservation of medical records and their location and publish in a local newspaper the location and disposition arrangements of the medical records.

 

          If ownership of the hospice is transferred, the new owner shall maintain the medical records as if there was not a change in ownership.

 

          Source: 42 SDR 51, effective October 13, 2015.

          General Authority: SDCL 34-12-13(10).

          Law Implemented: SDCL 34-12-13(10).

 

          Cross-Reference: Storage of medical records, § 44:79:08:05.

 

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