CHAPTER 57A-7

DOCUMENTS OF TITLE

57A-7-101    Short title.

57A-7-102    Definitions and index of definitions.

57A-7-103    Relation of chapter to treaty or statute.

57A-7-104    Negotiable and nonnegotiable document of title.

57A-7-105    Reissuance in alternative medium.

57A-7-106    Control of electronic document of title.

57A-7-201    Person that may issue a warehouse receipt--Storage under bond.

57A-7-202    Form of warehouse receipt--Effect of omission.

57A-7-203    Liability for nonreceipt or misdescription.

57A-7-204    Duty of care--Contractual limitation of warehouse's liability.

57A-7-205    Title under warehouse receipt defeated in certain cases.

57A-7-206    Termination of storage at warehouse's option.

57A-7-207    Goods to be kept separate--Fungible goods.

57A-7-208    Altered warehouse receipts.

57A-7-209    Lien of warehouse.

57A-7-210    Enforcement of warehouse's lien.

57A-7-301    Liability for nonreceipt or misdescription--"Said to contain"--"Shipper's weight, load, and count"--Improper handling.

57A-7-302    Through bills of lading and similar documents of title.

57A-7-303    Diversion--Reconsignment--Change of instructions.

57A-7-304    Tangible bills of lading in a set.

57A-7-305    Destination bills.

57A-7-306    Altered bills of lading.

57A-7-307    Lien of carrier.

57A-7-308    Enforcement of carrier's lien.

57A-7-309    Duty of care--Contractual limitation of carrier's liability.

57A-7-401    Irregularities in issue of receipt or bill or conduct of issuer.

57A-7-402    Duplicate document of title--Overissue.

57A-7-403    Obligation of bailee to deliver--Excuse.

57A-7-404    No liability for good-faith delivery pursuant to document of title.

57A-7-501    Form of negotiation and requirements of due negotiation.

57A-7-502    Rights acquired by due negotiation.

57A-7-503    Document of title to goods defeated in certain cases.

57A-7-504    Rights acquired in absence of due negotiation--Effect of diversion--Stoppage of delivery.

57A-7-505    Indorser not guarantor for other parties.

57A-7-506    Delivery without indorsement--Right to compel indorsement.

57A-7-507    Warranties on negotiation or delivery of document of title.

57A-7-508    Warranties of collecting bank as to documents of title.

57A-7-509    Adequate compliance with commercial contract.

57A-7-601    Lost, stolen, or destroyed documents of title.

57A-7-602    Judicial process against goods covered by negotiable document of title.

57A-7-603    Conflicting claims--Interpleader.

57A-7-701    Applicability.

57A-7-702    Savings clause.

CHAPTER 57A-8

INVESTMENT SECURITIES

57A-8-101    Short title.

57A-8-102    Definitions and index of definitions.

57A-8-103    Rules for determining whether certain obligations and interests are securities or financial assets.

57A-8-104    Acquisition of security or financial asset or interest therein.

57A-8-105    Notice of adverse claim.

57A-8-106    Control.

57A-8-107    Whether endorsement, instruction, or entitlement order is effective.

57A-8-108    Warranties in direct holding.

57A-8-109    Warranties in indirect holding.

57A-8-110    Applicability--Choice of law.

57A-8-111    Clearing corporation rules.

57A-8-112    Creditor's legal process.

57A-8-113    Statute of frauds inapplicable.

57A-8-114    Evidentiary rules concerning certificated securities.

57A-8-115    Securities intermediary and others not liable to adverse claimant.

57A-8-116    Securities intermediary as purchaser for value.

57A-8-201    Issuer.

57A-8-202    Issuer's responsibility and defenses; notice of defect or defense.

57A-8-203    Staleness as notice of defect or defense.

57A-8-204    Effect of issuer's restriction on transfer.

57A-8-205    Effect of unauthorized signature on security certificate.

57A-8-206    Completion or alteration of security certificate.

57A-8-207    Rights and duties of issuer with respect to registered owners.

57A-8-208    Effect of signature of authenticating trustee, registrar, or transfer agent.

57A-8-209    Issuer's lien.

57A-8-210    Overissue.

57A-8-301    Delivery.

57A-8-302    Rights of purchaser.

57A-8-303    Protected purchaser.

57A-8-304    Indorsement.

57A-8-305    Instruction.

57A-8-306    Effect of guaranteeing signature, indorsement, or instruction.

57A-8-307    Purchaser's right to requisites for registration of transfer.

57A-8-308    57A-8-308 to 57A-8-321. Repealed by SL 1998, ch 284, § 1

57A-8-401    Duty of issuer to register transfer.

57A-8-402    Assurance that indorsement or instruction is effective.

57A-8-403    Demand that issuer not register transfer.

57A-8-404    Wrongful registration.

57A-8-405    Replacement of lost, destroyed, or wrongfully taken security certificate.

57A-8-406    Obligation to notify issuer of lost, destroyed, or wrongfully taken security certificate.

57A-8-407    Authenticating trustee, transfer agent, and registrar.

57A-8-408    57A-8-408. Repealed by SL 1998, ch 284, § 1

57A-8-501    Securities account; acquisition of security entitlement from securities intermediary.

57A-8-502    Assertion of adverse claim against entitlement holder.

57A-8-503    Property interest of entitlement holder in financial asset held by securities intermediary.

57A-8-504    Duty of securities intermediary to maintain financial asset.

57A-8-505    Duty of securities intermediary with respect to payments and distributions.

57A-8-506    Duty of securities intermediary to exercise rights as directed by entitlement holder.

57A-8-507    Duty of securities intermediary to comply with entitlement order.

57A-8-508    Duty of securities intermediary to change entitlement holder's position to other form of security holding.

57A-8-509    Specification of duties of securities intermediary by other statute or regulation; Manner of performance of duties of securities intermediary and exercise of rights of entitlement holder.

57A-8-510    Rights of purchaser of security entitlement from entitlement holder.

57A-8-511    Priority among security interests and entitlement holders.

57A-8-601    57A-8-601, 57A-8-602. Reserved

57A-8-603    Savings clause.

CHAPTER 57A-9

SECURED TRANSACTIONS

57A-9-101    Short title.

57A-9-102    Definitions and index of definitions.

57A-9-103    Purchase money security interest--Application of payments--Burden of establishing nature of interest.

57A-9-104    Control of deposit account.

57A-9-105    Control of electronic copy of record evidencing chattel paper.

57A-9-105.1    Control of electronic money.

57A-9-106    Control of security, security settlement, or commodity contract.

57A-9-107    Control of letter-of-credit right.

57A-9-107.1    Control of controllable electronic record, controllable account, or controllable payment intangible.

57A-9-107.2    No requirement to acknowledge or confirm--No duties.

57A-9-108    Sufficiency of description of property.

57A-9-109    Application of chapter.

57A-9-110    Provisions governing security interests arising under other sections.

57A-9-111    57A-9-111. Repealed by SL 1993, ch 356, § 1

57A-9-201    Effectiveness of security interest in general--Applicability of other laws--Conflict of law.

57A-9-202    Immateriality of title to collateral.

57A-9-203    Attachment and enforceability of security interest--Proceeds--Supporting obligations--Formal requisites.

57A-9-204    After-acquired property--Future advances.

57A-9-204.1    Attachment of security interest in transactions entered into between June 30, 1978, and July 1, 1979.

57A-9-205    Effect of debtor's right to use or dispose of collateral--Requirement of possession.

57A-9-206    Interest in favor of securities intermediary--Interest in favor of person who delivers financial asset.

57A-9-207    Rights and duties of secured party having possession or control of collateral.

57A-9-208    Additional duties of secured party having control of collateral.

57A-9-209    Duties of secured party if account debtor has been notified of assignment.

57A-9-210    Request for accounting--Request regarding list of collateral or statement of account.

57A-9-301    Law governing perfection and priority of security interests.

57A-9-302    Law governing perfection and priority issues relating to farm products.

57A-9-303    Law governing perfection and priority issues relating to goods covered by a certificate of title.

57A-9-304    Law governing perfection and priority of security interests in deposit accounts.

57A-9-305    Law governing perfection and priority of security interests in investment property.

57A-9-306    Law governing issues of perfection and priority relating to letter-of-credit rights.

57A-9-306.1    Law governing perfection and priority of security interests in chattel paper.

57A-9-306.2    Law governing perfection and priority of security interests in controllable accounts, controllable electronic records, and controllable payment intangibles.

57A-9-307    Location of debtor.

57A-9-308    What constitutes perfection of security interest or agricultural lien.

57A-9-309    Security interests that are perfected when they attach.

57A-9-310    When filing required to perfect security interest or agricultural lien--Security interests and agricultural liens to which filing provisions do not apply.

57A-9-311    Perfection of security interests in property subject to certain statutes, regulations, and treaties.

57A-9-312    Perfection of security interests in chattel paper, controllable accounts, controllable electronic records, controllable payment intangibles, deposit accounts, negotiable documents, goods covered by documents, instruments, investment property, letter-of-credit rights, and money--Perfection by permissive filing--Temporary perfection without filing or transfer of possession.

57A-9-313    When possession by or delivery to secured party perfects security interest without filing.

57A-9-314    Perfection by control.

57A-9-314.1    Perfection by possession and control of chattel paper.

57A-9-315    Effect of disposition of collateral on security interest or agricultural lien--Interest in proceeds.

57A-9-316    Continued perfection of security interest following change in governing law.

57A-9-317    Interests that take priority over or take free of security interests or agricultural lien.

57A-9-318    Effect of sale of collateral on rights of debtor.

57A-9-319    Rights of consignee in relation to creditors and purchasers.

57A-9-320    Rights of buyer in ordinary course of business--Buyer of goods from seller who bought or used them for personal or household use.

57A-9-321    "Licensee in ordinary course of business"--Rights with respect to security interest--Rights of lessee in ordinary course of business.

57A-9-322    Priority among conflicting security interests and agricultural liens in same collateral.

57A-9-323    Future advances.

57A-9-324    Priority of purchase-money security interests.

57A-9-325    Subordination of security interest created by debtor to security interest created by another person.

57A-9-326    Subordination of security interest created by new debtor.

57A-9-326.1    Priority of security interest in controllable account, controllable electronic record, and controllable payment intangible.

57A-9-327    Priority among conflicting security interests in same deposit account.

57A-9-328    Priority among conflicting security interests in same investment property.

57A-9-329    Priority among conflicting security interests in same letter-of-credit right.

57A-9-330    Priority of purchaser of chattel paper or instrument.

57A-9-331    Priority of rights of purchasers of controllable accounts, controllable electronic records, controllable payment intangibles, documents, instruments, and securities under other chapters--Priority of interests in financial assets and security entitlements and protection against assertion of claim under chapters 57A-8 and 57A-12.

57A-9-332    Transferee of money or funds from deposit account.

57A-9-333    "Possessory lien"--Priority over security interest.

57A-9-334    Priority of security interests in fixtures and crops.

57A-9-335    Security interest in accession--Collateral that becomes an accession.

57A-9-336    "Commingled goods"--Security interest and priority issues with respect to commingled goods.

57A-9-337    Certificate of title failing to show security interest perfected under another jurisdiction's law.

57A-9-338    Effect of inaccurate financing statement on security interest or agricultural lien.

57A-9-339    Subordination by agreement.

57A-9-340    Bank's right of recoupment or setoff against party holding security interest in deposit account.

57A-9-341    Bank's rights and duties with respect to deposit account.

57A-9-342    Bank's right with respect to agreement giving secured party control of deposit account.

57A-9-401    Transferability of debtor's rights.

57A-9-401.1    57A-9-401.1. Repealed by SL 1980, ch 346, § 7

57A-9-402    Secured party's liability for debtor's acts or omissions.

57A-9-403    "Value"--Agreement not to assert claims or defenses against assignee.

57A-9-403.1    57A-9-403.1 to 57A-9-403.5. Repealed by SL 1982, ch 347, §§ 39 to 43

57A-9-404    Rights acquired by assignee--Claims and defenses against assignee.

57A-9-405    Effect of modification or substitution of assigned contract.

57A-9-406    Discharge of account debtor--Notification of assignment--Identification and proof of assignment--Restrictions on assignment of accounts, chattel paper, payment intangibles, and promissory notes ineffective.

57A-9-407    Ineffective prohibitions or restrictions in lease agreement.

57A-9-408    Restrictions on assignment of promissory notes, health care insurance receivables, and certain general intangibles ineffective.

57A-9-409    Ineffective restrictions on assignment or creation of security interest in letter-of-credit right.

57A-9-501    Office for filing financing statement for security interest or agricultural lien.

57A-9-501.1    Validation of noncomplying statements.

57A-9-501.2    Secured party access through state's computer to record liens on real property--Rules.

57A-9-502    Contents of financing statement--Record of mortgage as financing statement--Time of filing financing statement.

57A-9-503    Name of debtor and secured party.

57A-9-504    Sufficiency of description of collateral.

57A-9-505    Filing by bailor of goods, licensor, or buyer of payment intangible or promissory note.

57A-9-506    Substantial compliance with requirements.

57A-9-507    Continuing effectiveness of filed financing statement.

57A-9-508    Effect of new debtor's rights in collateral.

57A-9-509    Persons entitled to file a record.

57A-9-510    Effectiveness of filed record.

57A-9-511    Person constituting secured party of record.

57A-9-512    Procedure for amending financing statement--Effectiveness.

57A-9-513    Termination statement.

57A-9-514    Assignment of secured party's power to authorize amendment--Assignment of record of security's interest in fixture.

57A-9-515    Effective period for filed financing statement--Effect of lapse.

57A-9-516    What constitutes filing--Refusal to accept for filing--Effect.

57A-9-517    Effect of incorrect indexing of record.

57A-9-518    Information statement regarding record.

57A-9-519    Duties of filing office in dealing with records.

57A-9-520    Refusal by filing office to accept record.

57A-9-521    Forms for financing statement, amendment to statement, and addendum for either.

57A-9-522    Required retention of information from financing statement--Destruction of written record.

57A-9-523    Acknowledgment of filing--Information to be communicated from records on request--Sale or licensing of records.

57A-9-524    Excuses for filing office failure to meet time limits.

57A-9-525    Fees for filing and indexing records.

57A-9-525.1    Effect of filing with register of deeds prior to July 1, 1986--Continuation or amendment thereof.

57A-9-525.2    Central filing system--Promulgation of regulations.

57A-9-525.3    Central agricultural security interest filing system--Adoption of rules.

57A-9-525.4    Fee for crop or livestock effective finance statement microfiche master list.

57A-9-526    Rules and practices for filing offices.

57A-9-527    Financing statement and annual report filing fee fund.

57A-9-528    Fees deposited in filing fee fund.

57A-9-529    Disposition of balance of funds.

57A-9-530    Combined financing statement for farm products.

57A-9-601    Rights after default--Judicial enforcement--Consignor or buyer of accounts, chattel paper, payment intangibles, or promissory notes.

57A-9-602    Waiver or variance of rules by debtor or obligor.

57A-9-603    Agreement on standards for fulfilling rights and duties.

57A-9-604    Procedure if obligation secured by security interest in personal property or fixtures is also secured by interest in real property.

57A-9-605    Unknown debtor or secondary obligor.

57A-9-606    Time of default in connection with agricultural lien.

57A-9-607    Collection and enforcement by secured party.

57A-9-608    Application of proceeds of collection or enforcement--Liability for deficiency and right to surplus.

57A-9-609    Secured party's rights with respect to collateral following default.

57A-9-609.1    Action for recovery of security by creditor against third party purchaser of farm products--Limitation period--Offer to file criminal complaint.

57A-9-609.2    Farm products fraud--Misdemeanor.

57A-9-610    Disposition of collateral after default--Treatment of warranties.

57A-9-611    "Notification date"--Notification of disposition of collateral.

57A-9-612    Reasonable time for sending notification.

57A-9-613    Contents and form of notification before disposition of collateral--General.

57A-9-614    Contents and form of notification before disposition of collateral--Consumer-goods transaction.

57A-9-615    Application of proceeds of disposition--Liability for deficiency and right to surplus.

57A-9-616    Explanation of calculation of surplus or deficiency.

57A-9-617    Rights of transferee of collateral disposed of after default.

57A-9-618    Rights and duties of secondary obligor.

57A-9-619    Transfer of record or legal title.

57A-9-620    Acceptance of collateral in full or partial satisfaction of obligation--Compulsory disposition of collateral.

57A-9-621    Notification of proposal to accept collateral.

57A-9-622    Effect of acceptance of collateral.

57A-9-623    Persons who may redeem collateral--Procedure.

57A-9-624    Waiver.

57A-9-625    Sanctions for failure to proceed in accordance with chapter--Liability for damages.

57A-9-626    Action in which amount of deficiency or surplus is in issue.

57A-9-627    What constitutes commercially reasonable collection, enforcement, disposition, or acceptance.

57A-9-628    Nonliability and limitation on liability of secured party--Liability of secondary obligor.

57A-9-701    Effective date of chapter.

57A-9-702    Effect of chapter on transactions or liens entered into or created before July 1, 2001--Effect on actions, cases, or proceedings.

57A-9-703    Effect of division on security interests enforceable before July 1, 2001.

57A-9-704    Enforceability and perfection of security interest enforceable immediately prior to July 1, 2001, and subordinate to lien creditor.

57A-9-705    Effect of certain actions prior to July 1, 2001.

57A-9-706    Conditions to continuing effectiveness of financing statement filed before July 1, 2001.

57A-9-707    Pre-effective-date financing statement--Amendment, continuation, termination.

57A-9-708    Conditions to filing initial financing statement or continuation statement under part.

57A-9-709    Determination of priority of conflicting claims to collateral--Dating priority of security interest.

57A-9-801    Effective date of SL 2012, ch 238.

57A-9-802    Savings clause.

57A-9-803    Security interest perfected before effective date.

57A-9-804    Security interest unperfected before effective date.

57A-9-805    Effectiveness of action taken before effective date.

57A-9-806    When initial financing statement suffices to continue effectiveness of financing statement.

57A-9-807    Amendment of pre-effective-date financing statement.

57A-9-808    Person entitled to file initial financing statement or continuation statement.

57A-9-809    Priority.